The final version of the Department of Labor’s fiduciary rule was released on April 6, 2016. Please join this webinar to hear how it will impact registered investment advisers (“RIAs”), broker-dealer (“BDs”), insurance agents, and financial institutions.
This session will cover:
– Who is considered a fiduciary under the new rule?
– Key ERISA Fiduciary requirements under the new rule
– How regulations will impact your service model
– Best Interest Contract Exemption considerations