Stephen Murphy

Vice President

Stephen Murphy comes to NCS Regulatory Compliance’s NYC office with over 25 years of experience in the Capital Markets as a trader, broker, CCO, operations officer, FinOp, and CEO. Mr. Murphy developed broad knowledge of the financial markets and compliance related thereto through 15 years of trading in both commodities and equities, building execution focused BDs, and running a global Alternative Trading System for both equities and fixed income. Mr. Murphy is poised to assist firms to maintain robust systems, processes and compliance regimes while growing their franchise.

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