Sarah Alderman

Senior Consultant

Sarah E. Alderman joined the firm in July 2016 and currently serves as Senior Consultant.  Ms. Alderman provides compliance consulting to investment adviser clients which may include providing advice and guidance on firm and individual registrations, examinations, firm policies and procedures, federal and state regulatory rule interpretations, and risk assessments. Prior to joining the firm, Sarah was a compliance officer for Dreman Value Management, L.L.C., where she was responsible for compliance-related matters of the firm’s institutional and mutual fund clients. Sarah maintained and implemented the compliance program and chaired such meetings for the Best Executions, Fair Valuation and Code of Ethics Committees. Prior to DVM, she spent seven years with Barclays Wealth as a Vice President/Administrative Manager, where she was responsible for the branch supervision and adherence to firm policy & procedure and regulatory rules in offices located in Palm Beach, San Francisco, and Miami. Over the course of her career, she has worked in various managerial roles for firms such as Merrill Lynch, Lebenthal & Lehman Brothers. Sarah received her Bachelor of Arts from Florida Atlantic University with a major in finance.  She has also held the following licenses – Series 3, 7, 9, 10, 31, 66.

Direct: (561) 570-1824 | Email: salderman@ncsregcomp.com