Rene Beaulieu

Consultant

Ms. Beaulieu assists with broker-dealer and investment adviser registrations and various compliance filings. She supports Chief Compliance Officer’s with email and advertising review and other compliance consulting projects. Ms. Beaulieu has over 7 years of experience in the securities industry, including her role as a Senior Agency Compliance Consultant at a MetLife Office of Supervisory Jurisdiction with principal responsibilities that included account approval, representative and investment adviser supervision, email and correspondence review as well as annual individual compliance reviews and branch reviews.

Direct: (603) 216-8936 | Email: rbeaulieu@ncsregcomp.com