Phyllis Kasman


Phyllis Kasman joined the firm in 2008. Ms. Kasman is currently the Supervisor of the Registrations Department at NCS Regulatory Compliance, where she is responsible for overseeing personnel and the implementation of departmental procedures. Ms. Kasman also provides support to compliance consultants in delivering expert advice to investment advisers regarding SEC and/or state regulatory requirements and regulatory best practices. Prior to joining NCS Regulatory Compliance, Ms. Kasman owned and managed a catering company in the New York area with her husband. Ms. Kasman utilizes her extensive business experience and management skills in her current position with NCS Regulatory Compliance.  Ms. Kasman received a Bachelor of Arts from Brooklyn College.

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