Michelle Taylor

Compliance Associate

Michelle Taylor joined NCS Regulatory Compliance in January, 2019 and serves as a Compliance Associate. Ms. Taylor has over 17 years’ experience in the financial services industry working with broker-dealers.

Prior to joining NCS Regulatory Compliance, Ms. Taylor worked for Lincoln Financial Network as Registration Manager where she managed a team and processes for new and existing advisers with relation to their FINRA affiliation with the firms. Ms. Taylor was also responsible for reviewing representatives’ affiliation requests with the broker-dealer and acted as liaison with the legal and compliance departments on various state and regulatory requests. Currently she holds her Series 7, 24 and 63 licenses. Ms. Taylor is an avid New England Patriots fan and likes to travel.

 

 

Direct: (603) 216-8973 | Email: mtaylor@ncsregcomp.com