Maggie Tavares is a consultant at NCS Regulatory Compliance and joined the firm in 2013. Ms. Tavares has extensive experience in assisting investment advisers with registration issues, developing compliance policies and procedures, providing guidance to advisers during regulatory exams, and providing advice pursuant to the Investment Advisers Act of 1940 and other relevant federal and state regulations. Maggie has been involved in the regulatory landscape for well over a decade with a heightened focus in securities compliance since 2006.
Prior to 2006, Ms. Tavares prepared regulatory environmental impact reports involving real estate transactions. Maggie also consulted with small businesses and chaired various task forces to improve efficiency and reduce risk factors in protecting the overall bottom line. In her free time she volunteers as a Court Appointed Special Advocate (CASA) and received her Bachelor of Arts from the University of California Irvine in Economics, Juris Doctorate from American College of Law to include Distinguished Honors from Southern California of Business and Law.
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