Lisa Sussman

Vice President, Treasurer

Ms. Sussman specializes in FINRA Change of Membership Applications (CMA) pursuant to NASD Rule 1017, assisting clients with the many details involved in this complex process, including changes to ownership structure and business lines. She also performs on-site client services such as mock examinations, AML examinations, new office setups and branch exams. Ms. Sussman serves as company treasurer and human resources coordinator and works closely with the management team to ensure the company operates efficiently.

Direct: (603) 216-8914 | Email: lsussman@ncsregcomp.com