Ms. Hassay has over 20 years of experience in accounting as a Controller and consultant supporting and advising companies on business solutions for their day to day operations and over 10 years working in the broker-dealer industry. Her services include general accounting, preparation of financial statements, and SEC-FINRA compliance. At NCS Regulatory Compliance, Ms. Hassay works with the accounting team to complete monthly accounting reports, monthly net capital computations and financial statements and monthly/quarterly FOCUS and SSOI reports. She also communicates with FINRA and SEC examiners for NCS Regulatory Compliance’s client base. Laurie is licensed in FinOp and holds a Series 27.
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