Kerry Rider joined NCS Regulatory Compliance in October 2018 as Vice President of our Los Angeles office. Kerry joined NCS after running her own successful compliance consulting firm for nearly 20 years. In that practice, Kerry provided compliance consulting services to investment advisers and broker/dealers throughout the country. Kerry specializes in providing creative, business-friendly solutions to complex regulatory matters. In addition to running her own firm, Kerry has served as Chief Compliance Officer for a large, retail broker/dealer and investment adviser, Chief Compliance Officer and Director of Compliance for a wholesale broker/dealer, and Chief Compliance Officer for a regional investment advisory firm.
Kerry currently holds both a Series 7 and 24 license. She is a graduate of UCLA, where she earned a Bachelor of Arts degree, majoring in History.
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