Jennifer Aracri has more than 30 years compliance and regulatory experience, including direct experience as a CCO, FINOP and supervisor over the financial activities of several registered broker-dealers. Since May of 2004, Ms. Aracri has been a consultant with NCS Regulatory Compliance in Delray Beach, Florida. In her role as a senior consultant, she works with broker-dealers and investments advisers in all aspects of compliance and registration with FINRA, SEC and state jurisdictions. In addition, she provides Broker/Dealer Principal support, Focus Filing, and Financial Reporting services to various clients of NCS Regulatory Compliance. Ms. Aracri served as First Vice President of Compliance for Mutual Services Corporation, a broker-dealer with over 1,500 registered representatives nationwide where she oversaw all aspects of compliance and regulatory issues, and as the Vice President/CCO/FINOP of Asset Management Securities Corp./Barry Financial Group a small boutique broker-dealer and investment adviser. Ms. Aracri has the NASD Series 7, 24, 27 licenses and is a graduate of the University of Maryland.
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