Jane Abramczyk

Vice President

Ms. Abramczyk joined NCS Regulatory Compliance of Londonderry, NH
in March of 2006 with over 12 years’ experience in the financial services
industry. Now with 20 years’ experience she currently serves as a senior
manager of broker-dealer services and oversees all compliance consultants
and Chief Compliance Officers for the PartnerProgram. Ms. Abramczyk is
also the outsourced Chief Compliance Officer for several broker-dealer
firms. She is responsible for the oversight and management of day-today
operations and client relationships for dozens of Broker-Dealers. Her
experience allows her to focus on Elite-level clients where she supports
CCO’s in executing the required daily compliance tasks. As a CCO
herself, serving several private placement and third party marketing
Broker-Dealers, she is uniquely positioned to provide support services
and CCO level insight and guidance to Broker-Dealers.

Additionally, Ms. Abramczyk writes compliance specific articles and blogs
which provide further guidance to industry professionals. She is qualified
to conduct independent AML testing, and holds the Series 7 and 24
FINRA registrations.

Prior to joining the NCS Regulatory Compliance team, she was an
Operations Specialist at Jefferson Pilot Securities Corporation,
responsible for the review of check requests, review of new account
documents, journal entries, ACATs, and fraud review reporting.

Direct: (603) 216-8922 | Email: jabramczyk@ncsregcomp.com