Ms. Musco joined NCS Regulatory Compliance in September of 2009 and serves as a Compliance Consultant. In this role, she is responsible for the management of day-to-day operations and client relationships with broker dealer ﬁrms.
In addition, Ms. Musco researches compliance issues and is called upon to furnish compliance speciﬁc articles for publication.
Ms. Musco has over 15 years of experience in the financial services industry. Prior to joining NCS Regulatory Compliance, she managed the marketing department of a mutual fund. In this position she managed staff in the production of fund prospectus, annual reports, and newsletters, supported wholesaling representatives located throughout the country, and coordinated trade show representation. She also served as a Senior Representative with their back office operations and coordinated the settlement of wire order trades. She has held the Series 6 and Series 7 FINRA registrations.
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