Faith Becker joined NCS Regulatory Compliance in May 2017 and serves as a Registrations Associate with the investment adviser services team. Ms. Becker supports the compliance consulting needs of the firm’s clients by assisting with federal and state regulatory filings including licensing and registration. She has been in the financial services industry for more than 10 years, with 5 years in the field of Compliance which includes SEC examination experience. Prior to joining the firm, Ms. Becker worked as a Compliance Consultant for National Compliance Services and as the Chief Compliance Officer for Weiss Capital Management and The Weiss Fund. In addition, she previously held several industry licenses such as the Series 7 and 24 plus certification in investment adviser compliance. Faith graduated with a Bachelor of Science in Business Studies and earned her Masters of Business Administration from Southern NH University.
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