Evan Ignall joined NCS Regulatory Compliance in March of 2014. He has assisted in the growth and development of the firm’s New York City office. With over 25 years of financial services industry experience, Mr. Ignall is registered as Chief Compliance Officer providing business and compliance guidance to some of our larger broker-dealer clients in the New York City area. Prior to joining the firm, Mr. Ignall led S.D. Daniels and Co.’s compliance group from 2006 – 2014 and became the founding partner of their Regulatory Services practice. At S.D. Daniels he managed the firm’s regulatory support services and served as the Chief Compliance Officer for prominent broker-dealer clients within the practice. Previously he served as a Senior Vice President and the Head of Compliance Training for Citigroup’s Corporate & Investment Bank, as Director of Compliance at Buchanan Associates, as the Continuing Education Manager for Securities Training Corporation and as a consultant to the New York Institute of Finance. Mr. Ignall received a BA from Rutgers College and an MS from Steven’s Institute of Technology. He is a General Securities Principal (Series 24), a Financial & Operations Principal (Series 27), a FINRA Arbitrator (Industry), and he is a member of the SIFMA Compliance and Legal Society and the National Society of Compliance Professionals. Mr. Ignall is a frequent speaker at industry conferences and events.
Direct: (646) 558-3840 | Email: email@example.com