Amanda P. Smith

Registrations Associate

Amanda P. Smith joined NCS Regulatory Compliance on September 2016 and serves as a Registrations Associate with the investment adviser services team. Ms. Smith supports the compliance consulting needs of the firm’s investment adviser clients by interpreting and completing State and SEC form filings, registrations and exam requirements. Prior to joining NCS Regulatory Compliance, Ms. Smith was employed by Bradshaw, Steele, Cochrane & Berens, LC in Cape Girardeau, Missouri as a Bankruptcy Paralegal, and then she joined Kozeny, McCubbin & Katz, LLP in St. Louis, Missouri as a Bankruptcy Specialist. In both of her previous roles, she was responsible for filing legal documents in multiple Districts, communicating with various clients through different software programs, and drafting and/or filing documents under strict codes/procedures and deadline dates.  Amanda P. Smith graduated from Southern Illinois University of Carbondale with a Bachelor of Arts in Paralegal Studies (Pre-Law) with a minor in Criminal Justice/Criminology.

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