Our Team

The Foreside Compliance Team

Our team has more than 25 years of compliance expertise. You can trust our staff of former regulators and compliance officers to deliver a full range of on- or off-site registered investment adviser and broker-dealer registration and compliance services. With the proactive and dedicated support of more than 80 compliance professionals, including over 60 consultants and associates, we are well-positioned to keep your compliance program running smoothly.

Support

Derrick Mathews IT Director

Dawn Minton Senior Financial Analyst

Wendy McCarthy Executive Assistant