Considering breaking away?
Want to take charge of your business?
Worried about what you don’t know and compliance traps?
We’ve got this.
We’ve helped hundreds of firms register their independent RIA firms. We have a dedicated registration team to guide you through business model decisions and ensure you’re aware of your regulatory obligations.
Whether you’re registering in your home state or with the SEC, we’ll get you through the registration process, handle correspondence with the regulators, and keep you informed every step of the way.
Once you’re registered, we’ll also provide you with a compliance manual tailored to your new business.
Registration services start at $3,400.
Call us today at (800) 800-3204 to discuss how we can help! Or click here to have us contact you directly.