3/14/19 – 3/15/19: Investment Adviser Compliance Conference

IAA

Join NCS Regulatory Compliance on March 14-15, 2019 at The IAA’s annual Investment Adviser Compliance Conference in Washington, DC.     See us at Booth #21 – right in the center as you walk in!

IAA 2019

The IAA’s annual Investment Adviser Compliance Conference is a comprehensive two-day program that provides investment advisers with the most current information available on the changing regulatory landscape. Participants return to their firms with practical insights and knowledge of best practices to help them maintain a successful compliance program. In addition to meeting and interacting with peers, attendees will hear from a distinguished roster of speakers that includes SEC staff, investment adviser industry professionals, and legal experts.

The conference covers a wide range of compliance issues, both in plenary sessions and in numerous breakout sessions. Video recordings of all breakout sessions are available after the conference exclusively to conference attendees. The conference is approved for NRS Investment Adviser Certified Compliance Professional® (IACCP®) continuing education credit. It is also approved for CLE credit and for NASBA CPE credit.