5/15/19 – 5/17/19: FINRA Annual Conference


FINRA’s premier event—the Annual Conference provides the opportunity for practitioners, peers and regulators to exchange ideas on today’s most timely compliance and regulatory topics. The conference offers industry professionals a variety of sessions related to current trends in technology, cybersecurity, risk management and much more.

The 2019 FINRA Annual Conference is where industry experts engage to:

  • LISTEN – Hear valuable insight and guidance from 150+ industry, government and regulatory speakers.
  • LEARN – Discover new perspectives and receive the latest updates on top compliance and regulatory topics.
  • CONNECT – Exchange ideas with peers and industry experts at 15+ networking events, engage in one-on-one discussions with FIINRA staff and meet with 50+ exhibitors offering compliance products and services.


  • Back to Basics Compliance (B2BC) Program—designed for compliance professionals with less than five years’ experience
  • Anti-Money Laundering (AML) Session Track
  • FinTech Session Track
  • Fixed Income Session Track
  • Cybersecurity Session Track
  • Institutional Session Track

Click here for more information and to register