Our Boston Compliance Summit is scheduled for June 14th from 10am – 3pm at The Harvard Club of Boston. The theme of our event is “Compliance on the Charles”. This summit is a unique opportunity for CCOs and other compliance professionals to come together with industry experts, peers and regulators to help chart a course through the ever changing sea of regulatory compliance.
Our keynote speaker, Peter Driscoll, Director of the SEC’s OCIE, will address current issues of concern for the SEC and RIAs. Sessions will focus on the important topics of Cybersecurity and Privacy, Exams Preparedness and Custody. CFP credits are available, pending approval.
Learn more and register here: www.etouches.com/bostonsummit