Conferences & Events

10/15/18 – 10/17/18: Raymond James IAD Empower Conference

Join NCS Regulatory Compliance on October 15-17, 2018 at Empower 2018 in Orlando, FL. This year’s Empower conference will include general sessions from Raymond James leadership, including remarks from Chairman and CEO Paul Reilly and Private Client Group President Scott Curtis. You’ll also hear the latest on AML, cybersecurity, the...

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10/25/18 IAA 2018 Compliance Workshop – Austin TX

IAA

The IAA Compliance Workshops are an excellent opportunity to gain practical insights into challenging legal and regulatory issues facing SEC-registered investment advisers, and to meet compliance and legal professionals from other IAA member firms. Click here for more information and to register

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10/11/18 IAA 2018 Compliance Workshop – NY

IAA

The IAA Compliance Workshops are an excellent opportunity to gain practical insights into challenging legal and regulatory issues facing SEC-registered investment advisers, and to meet compliance and legal professionals from other IAA member firms. Click here for more information and to register

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11/7/18 IAA 2018 Compliance Workshop – Boston

IAA

The IAA Compliance Workshops are an excellent opportunity to gain practical insights into challenging legal and regulatory issues facing SEC-registered investment advisers, and to meet compliance and legal professionals from other IAA member firms. Click here for more information and to register

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