Conferences & Events

3/14/19 – 3/15/19: Investment Adviser Compliance Conference

IAA

Join NCS Regulatory Compliance on March 14-15, 2019 at The IAA’s annual Investment Adviser Compliance Conference in Washington, DC.     See us at Booth #21 – right in the center as you walk in! The IAA’s annual Investment Adviser Compliance Conference is a comprehensive two-day program that provides investment advisers...

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5/15/19 – 5/17/19: FINRA Annual Conference

FINRA

FINRA’s premier event—the Annual Conference provides the opportunity for practitioners, peers and regulators to exchange ideas on today’s most timely compliance and regulatory topics. The conference offers industry professionals a variety of sessions related to current trends in technology, cybersecurity, risk management and much more. The 2019 FINRA Annual Conference...

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