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Compliance Conference 2017

June 21-23 | Eau Palm Beach Resort and Spa

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Litigation Support

Skilled, Knowledgeable Industry Professionals

We offer a suite of services designed to provide support to litigation attorneys. Our staff of industry professionals includes former regulators, former compliance officers, and accomplished and widely-recognized compliance professionals. These individuals possess the skill, knowledge, and professionalism to complement your attorney’s experience.

NCS Regulatory Compliance litigation support and services may include:

  • Communicate with federal and state regulatory authorities and SROs
  • Document review
  • Deposition assistance and support
  • Expert analysis and testimony
  • Compliance assessments and programs
  • Regulatory filings and reporting
  • Special investigations and mandated reviews
  • Assistance interpreting rules, regulations and best practices

Litigation Support When You Need it Most

Our litigation support experts will help protect your firm. To learn more, contact us below.

Free Consultations

Regulatory compliance is complex. Whether your firm is new to managing compliance requirements or you already have a strategy in place, NCS Regulatory Compliance can add value to your regulatory compliance plan. Let us prove it – request a free consultation, and we’ll show you how we can support to improve your registration and compliance needs. Ready to jump in? Begin your registration here.

Not the online form type?
Feel free to call (800) 800-3204 or email us at info@ncsregcomp.com.