Cybersecurity is unfamiliar territory for many investment adviser and broker-dealer firms, despite the fact that most organizations maintain an online presence and use online software services containing sensitive firm or client information. Whether your company has a simple informational website or you leverage more extensive online portals and functions, cybersecurity is of critical importance to your success – and your ability to stay in compliance and protect your clients’ data. NCS Regulatory Compliance offers cybersecurity assessments to evaluate your current compliance status, analyze your level of vulnerability to attack, and provide guidance to reduce risk.
Risk is Rapidly Increasing – Are You Ready?
Any firm with an online presence is at risk for cyber-attacks – it’s only a matter of time. NCS Regulatory Compliance offers you the complete control you need to mitigate this risk, increase cybersecurity controls, and prevent an inevitable breach that could result in regulatory enforcement and fines. And, if an incident does occur and your web presence is compromised, our seasoned team of professionals will help you manage the process of regaining control and preventing future attacks.
Don’t Gamble with the Security of Your Digital Presence
The NCS Regulatory Compliance team is here to help you identify applicable security systems, interview staff and review policies, and provide a right-fit cybersecurity strategy for your firm. To learn more, contact us below.