03/08/18: Delray Compliance Summit

Our Delray Compliance Summit was held on March 8th in Delray Beach, FL. Our keynote speaker, Jim Reese, Acting Chief of Risk and Strategy for the SEC’s OCIE discussed 2018 exam priorities in a Q&A session moderated by David Lui, Co-editor of Modern Compliance. The remainder of our sessions focused on using social media marketing for business growth. Our esteemed panelists reviewed compliant ways to use social media and automation to attract new clients. They also discussed the fundamentals of Facebook and why financial advisers should be using it. Lastly, our experts shared new methods to increase interest in your firm using digital marketing.

Thanks to our sponsors for their valuable support and attendance: Charles Schwab, Raymond James, Smarsh, and Sage Marketing.