Careers

Senior IA Compliance Consultant – Delray Beach, FL

The Senior IA Compliance Consultant is responsible for managing relationships with Investment Advisor compliance clients and providing those clients with expert advice and guidance related to the design and execution of their compliance programs. This qualified candidate will be responsible for: Serve as lead relationship manager and primary client liaison with RIA...

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CRD/Registration Specialist – Londonderry, NH

NCS Regulatory Compliance, LLC is an industry leader in compliance consulting services to Broker Dealers and Investment Advisors. We are seeking a CRD Specialist in our Londonderry, NH office.   The CRD Specialist will be a key team player responsible for servicing our compliance consulting clients.  Direct industry experience is preferred,...

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Compliance Consultant – IA – Delray Beach

NCS Regulatory Compliance is an industry leader in compliance consulting services to Broker Dealers, Investment Advisers and Hedge Funds. We are seeking an Investment Adviser Compliance Consultant in our Delray, FL office who will be a key team player responsible for servicing our compliance consulting clients and supporting department staff...

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