Expanding our service offering through strategic alliances
Through our hand-selected strategic alliances, NCS Regulatory Compliance delivers an extensive service offering that includes some of the best-in-class software and technology solutions available. See our strategic partners below:
NCS Regulatory Compliance provides highly streamlined and cost-effective bookkeeping and accounting services through its strategic partnership with Analytix Solutions, provider of a comprehensive accounting and bookkeeping services.
Angell Pension Group
The Angell Pension Group offers advisory services that integrate the administration of retirement plans and Section 125 administration. Our service model is not only comprehensive and cost-efficient, but also carefully integrated with all your benefit programs to ensure a seamless operation.
CFM Partners, Inc. is a Governance, Risk and Compliance (GRC) company that allows NCS Regulatory Compliance to provide clients with comprehensive, cloud-based compliance management and education solutions through its premier product, Access Compliance™.
NCS Regulatory Compliance’s partnership with Global Relay offers clients cloud-based electronic message archiving, supervision, and eDiscovery solutions across industries.
HLC Consulting LLC
HLC Consulting LLC brings decades of regulatory, technology, and information security experience working with and within highly regulated exchanges, broker dealers, and regulated investment advisors, as well as the legal and technology providers that service them.
NAPLIA Professional Liability Insurance
North American Professional Liability Insurance Agency, LLC (NAPLIA) is the leading independent agency in the country specializing in professional insurance products for Financial Professionals.
Schwab Compliance Solutions
Schwab Compliance Solutions’ employee-monitoring offering helps clients proactively manage compliance, promote a positive employee experience, build long-term value, and instill trust with clients.
Smarsh® delivers cloud-based archiving solutions for a unified compliance and e-discovery workflow across the entire range of digital communications, including email, public and enterprise social media, websites, instant messaging and mobile messaging.
Solomon Exam Prep
NCS Regulatory Compliance offers series exam preparation and study materials through Solomon Exam Prep for the FINRA, NASAA, and MSRB licensing exams. The training system includes online exam simulators, print and digital training manuals, audiobooks, on-demand and live online classes, practice exam workbooks and mobile apps.